0000905383-14-000002.txt : 20140416 0000905383-14-000002.hdr.sgml : 20140416 20140416125523 ACCESSION NUMBER: 0000905383-14-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140416 DATE AS OF CHANGE: 20140416 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OXIGENE INC CENTRAL INDEX KEY: 0000908259 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 133679168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45691 FILM NUMBER: 14767101 BUSINESS ADDRESS: STREET 1: 701 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-635-7000 MAIL ADDRESS: STREET 1: 701 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBY STEVEN T CENTRAL INDEX KEY: 0000905383 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 12716 SPLIT CREEK COURT CITY: NORTH POTOMAC STATE: MD ZIP: 20878 SC 13G 1 OXGN.13G.txt OXGN 13G COMPANY DATA: COMPANY CONFORMED NAME: OXiGEN, Inc. CENTRAL INDEX KEY: 0000908259 SIC: 2836 IRS NUMBER: 13-3679168 STATE OF INCORPORATION: DE FISCAL YEAR END: 12/31 FILING VALUES: FORM TYPE:SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 0-21990 FILM NUMBER: 13768867 BUSINESS ADDRESS: STREET 1:701 Gateway Blvd CITY/PROVINCE: South San Francisco, CA COUNTRY: USA ZIP: 94080 BUSINESS PHONE: 650-635-7000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME:Newby, Steven T CENTRAL INDEX KEY: 0000905383 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 3019906364 MAIL ADDRESS: STREET 1: 12716 Split Creek Court CITY: North Potomac STATE: MD ZIP: 20878 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 OXiGEN, Inc. (Name of Issuer) Common Stock, $.01 Par Value (Title of Class of Securities) 691828404 (CUSIP Number) April 7th, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ]Rule 13d-1(b) [ x ]Rule 13d-1(c) [ ]Rule 13d-1(d) CUSIP No. 691828404. 1.Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). ....................................................................... STEVEN T NEWBY 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a).................................................................... (b).................................................................... 3.SEC Use Only ....................................................................... 4.Citizenship or Place of Organization ....................................................................... United States of America Number of Shares Beneficially Owned by Each Reporting Person With 5.Sole Voting Power ....................................................................... 1,117,200 Shares 6.Shared Voting Power ....................................................................... 7.Sole Dispositive Power.................................................................. 1,117,200 Shares 8.Shared Dispositive Power ....................................................................... 9.Aggregate Amount Beneficially Owned by Each Reporting Person................................................................. 1,117,200 Shares 10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)................................. 11.Percent of Class Represented by Amount in Row (9) ....................................................................... 7.33%* 12.Type of Reporting Person (See Instructions) ....................................................................... INDIVIDUAL ....................................................................... * Percentage based on 15,236,069 shares of the Issuer's Common Stock, $.01 Par Value, outstanding as of March 17, 2014, as reported in OXiGENE's 10K signed March 20, 2014. ....................................................................... Item 1(a)Name of Issuer OXiGEN, Inc Item 1(b)Address of Issuer's Principal Executive Offices 701 Gateway Blvd South San Francisco, CA 94080 Item 2(a)Name of Person Filing Steven T Newby Item 2(b)Address of Principal Business Office or, if none, Residence 12716 Split Creek Court, North Potomac, MD, 20878 Item 2(c)Citizenship United States of America Item 2(d)Title of Class of Securities Common Stock, no Par Value Item 2(e)CUSIP Number 691828404 Item 3.If this statement is filed pursuant to 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a)[ ]Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). (b)[ ]Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e)[ ]An investment adviser in accordance with 13d-1(b)(1)(ii)(E); (f)[ ]An employee benefit plan or endowment fund in accordance with 13d-1(b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with 13d-1(b)(1)(ii)(G); (h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ]Group, in accordance with 13d-1(b)(1)(ii)(J). Item 4.Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a)Amount beneficially owned: __1,117,200___. (b)Percent of class: ______7.33%_______________ (c)Number of shares as to which the person has: (i)Sole power to vote or to direct the vote __1,117,200___. (ii)Shared power to vote or to direct the vote _____________. (iii)Sole power to dispose or to direct the disposition of ___1,117,200___. (iv)Shared power to dispose or to direct the disposition of _______________. Item 5.Ownership of Five Percent or Less of a Class Not applicable Item 6.Ownership of More than Five Percent Of A Class. If this statement is being filed to report the fact that as of the date hereof the reporting person is a beneficial owner of more than 5% of the underlying stock, please check the following [X]. Item 6a. Update/Material Change of Ownership Not applicable Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8.Identification and Classification of Members of the Group Not applicable Item 9.Notice of Dissolution of Group Not applicable. Item 10.Certification By signing below I certify that, to the best of my knowledge and belief,the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ________________________________ Date April 16th, 2014 ________________________________ Signature /s/ Steven T Newby